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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13D |
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(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. 8)
Cubic Energy, Inc.
(Name of Issuer)
Common Stock, $0.05 par value
(Title of Class of Securities)
777429200
(CUSIP Number)
Diane M. Erickson, 1681 94th Lane NE
Minneapolis, MN 55449, (763)785-5780
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
July 26, 2012
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP: 150925204 |
13D |
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Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
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3 |
SEC Use Only | |||||
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Source of Funds | |||||
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
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SEC Use Only | |||||
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Source of Funds | |||||
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
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SEC Use Only | |||||
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Source of Funds | |||||
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(b) |
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SEC Use Only | |||||
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Source of Funds | |||||
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
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|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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(a) |
o | ||||
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(b) |
o | ||||
| |||||||
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3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
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|
(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
| |||||||
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4 |
Source of Funds | |||||
| |||||||
|
5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
| |||||
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
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|
(b) |
o | ||||
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3 |
SEC Use Only | |||||
| |||||||
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4 |
Source of Funds | |||||
| |||||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
| |||||
| |||||||
|
1 |
Names of Reporting Persons | |||||
| |||||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
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|
4 |
Source of Funds | |||||
| |||||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
| |||||
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|
1 |
Names of Reporting Persons | |||||
| |||||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
| |||||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
| |||||
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
| |||||
| |||||||
|
1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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|
4 |
Source of Funds | |||||
| |||||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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| |||||||
|
1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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|
1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
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|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
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|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
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(b) |
o | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
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| |||||||
|
1 |
Names of Reporting Persons | |||||
| |||||||
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2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
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|
(b) |
o | ||||
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|
3 |
SEC Use Only | |||||
| |||||||
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4 |
Source of Funds | |||||
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
| |||||
| |||||||
|
1 |
Names of Reporting Persons | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
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|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
| |||||
| |||||||
|
1 |
Names of Reporting Persons | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
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4 |
Source of Funds | |||||
| |||||||
|
5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
| |||||
| |||||||
|
1 |
Names of Reporting Persons | |||||
| |||||||
|
2 |
Check the Appropriate Box if a Member of a Group | |||||
|
|
(a) |
o | ||||
|
|
(b) |
o | ||||
| |||||||
|
3 |
SEC Use Only | |||||
| |||||||
|
4 |
Source of Funds | |||||
| |||||||
|
5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||||
| |||||||
|
6 |
Citizenship or Place of Organization | |||||
| |||||||
Number of |
7 |
Sole Voting Power | |||||
| |||||||
8 |
Shared Voting Power | ||||||
| |||||||
9 |
Sole Dispositive Power | ||||||
| |||||||
10 |
Shared Dispositive Power | ||||||
| |||||||
|
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
|
12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
| |||||||
|
13 |
Percent of Class Represented by Amount in Row (11) | |||||
| |||||||
|
14 |
Type of Reporting Person | |||||
* Based on 77,215,908 shares of common stock of Cubic Energy, Inc. outstanding as of May 11, 2012.
CUSIP: 150925204 |
13D |
|
Pursuant to Rule 13d-2 promulgated under the Act, this Schedule 13D/A (this Amendment No. 8) amends the Schedule 13D/A filed on May 12, 2010 (the Original Schedule 13D). Each capitalized term used and not defined in this Amendment No. 8 shall have the meaning assigned to such term in the Original Schedule 13D.
This Amendment No. 8 is being filed to update certain information in Items 2, 4 and 5 of the Original Schedule 13D. This Amendment No. 8 amends the Original Schedule 13D, as specifically set forth herein; reference is made to the Original Schedule 13D for information on the matters not specifically addressed in this Amendment No. 8. Except as amended and supplemented hereby, the Original Schedule 13D remains in full force and effect.
Item 2. Identity and Background.
As of the date hereof, Diane M. Erickson, Phyllis K. Harding, the Erickson Trust, the Harding Trust, the Katie Bruggeman Trust, the Scott Bruggeman Trust, Steven Scott Bruggeman, Jacqueline R. Bruggeman, the Kellie Bruggeman Trust, the Robert Bruggeman Trust, Thomas W. Bruggeman, Nancee Jo Bruggeman, the Gavin Bruggeman Trust, the Justin Bruggeman Trust, Daniel J. Bruggeman, Robyn Kristine Bruggeman, the Jamie Bruggeman Trust, the Nicole Bruggeman Trust, Jon Joseph Bruggeman, Sally Ruth Bruggeman, the William Bruggeman Trust, the Christine Bruggeman Trust, William Louis Bruggeman III and Katie Christine Bruggeman (the Withdrawing Persons) have determined to cease filing jointly pursuant to the Joint Filing Agreement attached as Exhibit 10.1 to the Original Schedule 13D (the Joint Filing Agreement). Item 2 of the Original Schedule 13D is hereby amended by removing the Withdrawing Persons from the persons included in the defined term Reporting Persons and deleting from Item 2 the paragraphs describing each of the Withdrawing Persons.
Each of the Reporting Persons and the Withdrawing Persons (collectively, the Filers) is responsible for the completeness and accuracy of the information concerning such Filer contained herein, but is not responsible for the completeness and accuracy of the information concerning the others, except to the extent that such Filer knows or has reason to believe that such information is inaccurate. Each of the Filers expressly disclaims beneficial ownership of securities held by any person or entity other than, to the extent of any pecuniary interest therein, the various accounts under such Filers management and control.
Item 4. Purpose of Transaction.
Item 4 of the Original Schedule 13D is being amended to add the following:
On April 30, 2012, Phyllis K.. Harding provided notice to the Company of her resignation from the Companys board of directors, effective immediately.
Mr. Bruggeman was not renominated to the Companys board of directors and that thus following the Annual Meeting of the Registrant on June 8, 2012, he ceased to be a member of the Companys board of directors.
The Withdrawing Persons have each determined to withdraw from the Joint Filing Agreement and thus to cease filing under the Joint Filing Agreement. As a result, they will cease to be a part of any group that may previously have been deemed to exist among the Filers and will cease to be Reporting Persons. After the filing of this Amendment No. 8, the Withdrawing Persons will have no further obligations under the Joint Filing Agreement. The Joint Filing Agreement shall continue as to the remaining Reporting Persons.
The Withdrawing Persons reserve the right to dispose of or acquire additional securities of the Issuer in the future, depending upon their personal circumstances and individual assessment of the advisability of doing so.
Except as set forth in this Item 4, the Withdrawing Persons have no present plans or proposals that relate to or that would result in any of the following actions:
(a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer;
CUSIP: 150925204 |
13D |
|
(b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries;
(c) A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries;
(d) Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;
(e) Any material change in the present capitalization or dividend policy of the Issuer;
(f) Any other material change in the Issuers business or corporate structure;
(g) Changes in the Issuers charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person;
(h) Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;
(i) A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or
(j) Any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer.
Item 5 of the Original Schedule 13D is being amended and restated as follows:
(a) William L. Bruggeman, Jr. and Ruth Bruggeman are deemed to beneficially own, in the aggregate, 17,853,978 shares of Common Stock, which represents 23.1% of the outstanding Common Stock of the Company. William L. Bruggeman, Jr. serves as CEO and Chairman of the Board of Directors of Diversified and Ruth Bruggeman serves as Vice President and Director of Diversified and as President and Director of Consumer Products, and therefore, William L. Bruggeman, Jr. and Ruth Bruggeman are deemed to beneficially own the 2,875,074 shares of Common Stock owned by Diversified and Consumer Products. Also, William L. Bruggeman, Jr. and Ruth Bruggeman are joint trustees in the Bruggeman Trust and in their capacity as such have the power to dispose or direct the disposition of the 14,978,904 shares of Common Stock held by the Bruggeman Trust. Accordingly, William L. Bruggeman, Jr. and Ruth Bruggeman are deemed to beneficially own the shares of Common Stock held by Diversified, Consumer Products and the Bruggeman Trust.
Diversified owns 2,755,074 shares of Common Stock, representing approximately 3.5% of the Issuers outstanding shares of Common Stock. Consumer Products owns 120,000 shares of Common Stock, representing approximately 0.2% of the Issuers outstanding shares of Common Stock.
Ms. Harding is deemed to be the beneficial owner of 969,448 shares of Common Stock, representing approximately 1.3% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, Ms. Harding individually owns 278,850 shares of Common Stock. Ms. Harding and Ms. Erickson hold 629,407 shares of Common Stock as joint tenants with right of survivorship. Also, Ms. Harding is deemed to beneficially own the shares of Common Stock held by the Erickson Trust and Harding Trust, as discussed below.
Ms. Erickson is deemed to be the beneficial owner of 690,598 shares of Common Stock, representing approximately 0.9% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, Ms. Erickson individually owns no shares of Common Stock. Also, Ms. Erickson may be deemed to beneficially own the shares of Common Stock held by the Erickson Trust and Harding Trust, as discussed below.
CUSIP: 150925204 |
13D |
|
The Erickson Trust holds 35,478 shares of Common Stock, representing less than 0.1% of the outstanding Common Stock of the Company. Ms. Harding and Ms. Erickson are joint trustees in the Erickson Trust and in their capacity as such have the power to dispose or direct the disposition of the 35,478 shares of Common Stock held by the Erickson Trust. Accordingly, Ms. Harding and Ms. Erickson are deemed to beneficially own the shares of Common Stock held by the Erickson Trust.
The Harding Trust holds 25,713 shares of Common Stock, representing less than 0.1% of the outstanding Common Stock of the Company. Ms. Harding and Ms. Erickson are joint trustees in the Harding Trust and in their capacity as such have the power to dispose or direct the disposition of the 25,713 shares of Common Stock held by the Harding Trust. Accordingly, Ms. Harding and Ms. Erickson are deemed to beneficially own the shares of Common Stock held by the Harding Trust.
Steven Scott Bruggeman is deemed to be the beneficial owner of 3,766,245 shares of Common Stock, representing approximately 4.9% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, he individually owns warrants to purchase 1,000,000 shares of Common Stock and the shares of Common Stock held by the Katie Bruggeman Trust and the Scott Bruggeman Trust, as discussed below. Steven Scott Bruggeman and Jacqueline Bruggeman hold 2,658,745 shares of Common Stock as joint tenants with right of survivorship.
Jacqueline R. Bruggeman is deemed to be the beneficial owner of 2,752,816 shares of Common Stock, representing approximately 3.6% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, she individually owns 94,701 shares of Common Stock.
The Katie Bruggeman Trust holds 53,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Steven Scott Bruggeman is the trustee of the Katie Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, Steven Scott Bruggeman is deemed to beneficially own the shares held by the Katie Bruggeman Trust.
The Scott Bruggeman Trust holds 53,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Steven Scott Bruggeman is the trustee of the Scott Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, Steven Scott Bruggeman is deemed to beneficially own the shares held by the Scott Bruggeman Trust.
Thomas William Bruggeman is deemed to be the beneficial owner of 708,870 shares of Common Stock, representing approximately 0.9% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, he individually owns 708,870 shares of Common Stock, directly and as sole trustee of the Kellie Bruggeman Trust and Robert Bruggeman Trust.
Nancee Jo Bruggeman is deemed to be the beneficial owner of 103,245 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, she individually owns 103,245 shares of Common Stock.
The Kellie Bruggeman Trust holds 97,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Thomas William Bruggeman is the trustee of the Kellie Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, Thomas William Bruggeman is deemed to beneficially own the shares held by the Kellie Bruggeman Trust.
The Robert Bruggeman Trust holds 97,638 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Thomas William Bruggeman is the trustee of the Robert Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, Thomas William Bruggeman is deemed to beneficially own the shares held by the Robert Bruggeman Trust.
CUSIP: 150925204 |
13D |
|
Daniel John Bruggeman is deemed to be the beneficial owner of 342,750 shares of Common Stock, representing approximately 0.4% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, he individually owns 342,750 shares of Common Stock, directly and as sole trustee of the Gavin Bruggeman Trust and the Justin Bruggeman Trust.
Robyn Kristine Bruggeman is deemed to be the beneficial owner of 97,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, she individually owns 97,750 shares of Common Stock.
The Gavin Bruggeman Trust holds 97,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Daniel John Bruggeman is the trustee of the Gavin Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, Daniel John Bruggeman is deemed to beneficially own the shares held by the Gavin Bruggeman Trust.
The Justin Bruggeman Trust holds 97,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Daniel John Bruggeman is the trustee of the Justin Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, Daniel John Bruggeman is deemed to beneficially own the shares held by the Justin Bruggeman Trust.
Jon Joseph Bruggeman is deemed to be the beneficial owner of 359,315 shares of Common Stock, representing approximately 0.5% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, he individually owns 261,565 shares of Common Stock, directly and as sole trustee of the Jamie Bruggeman Trust and the Nicole Bruggeman Trust. Jon Joseph Bruggeman and Sally Ruth Bruggeman hold 97,750 shares of Common Stock as joint tenants with right of survivorship.
The Jamie Bruggeman Trust holds 58,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Jon Joseph Bruggeman is the trustee of the Jamie Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, Jon Joseph Bruggeman is deemed to beneficially own the shares held by the Jamie Bruggeman Trust.
The Nicole Bruggeman Trust holds 65,250 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Jon Joseph Bruggeman is the trustee of the Nicole Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, Jon Joseph Bruggeman is deemed to beneficially own the shares held by the Nicole Bruggeman Trust.
William Louis Bruggeman III is deemed to be the beneficial owner of 580,185 shares of Common Stock, representing approximately 0.8% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, he individually owns 580,185 shares of Common Stock, directly and as the sole trustee of the William Bruggeman Trust and the Christine Bruggeman Trust.
Katie Christine Bruggeman is deemed to be the beneficial owner of 97,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. Of these shares of Common Stock, she individually owns 97,750 shares of Common Stock.
The William Bruggeman Trust holds 97,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. William Louis Bruggeman III is the trustee of the William Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, William Louis Bruggeman III is deemed to beneficially own the shares held by the Gavin Bruggeman Trust.
CUSIP: 150925204 |
13D |
|
The Christine Bruggeman Trust holds 97,750 shares of Common Stock, representing approximately 0.1% of the Issuers outstanding shares of Common Stock. William Louis Bruggeman III is the trustee of the Christine Bruggeman Trust and in his capacity as such has the power to dispose or direct the disposition of the shares of Common Stock held by such trust. Accordingly, William Louis Bruggeman III is deemed to beneficially own the shares held by the Christine Bruggeman Trust.
The foregoing percentages are based on 77,215,908 shares of Common Stock outstanding on March 18, 2010, as disclosed by the Companys Definitive Proxy Statement filed on April 1, 2010.
(b) William L. Bruggeman, Jr. and Ruth Bruggeman have sole voting and sole dispositive power with respect to 14,978,904 shares of Common Stock. Each of William L. Bruggeman, Jr., Ruth Bruggeman and Diversified may be deemed to have shared voting and dispositive power with respect to the 2,755,074 shares of Common Stock held by Diversified. William L. Bruggeman, Jr., Ruth Bruggeman and Consumer Products may be deemed to have shared voting and dispositive power with respect to the 120,000 shares of Common Stock held by Consumer Products.
Ms. Harding has sole voting and sole dispositive power with respect to 278,850 shares of Common Stock. Ms. Erickson has sole voting and sole dispositive power with respect to no shares of Common Stock. Each of Ms. Harding and Ms. Erickson may be deemed to have shared voting and dispositive power with respect to (i) the 629,407 shares of Common Stock they own together as joint tenants with right of survivorship, (ii) the 35,478 shares of Common Stock held by the Erickson Trust and (iii) the 25,713 shares of Common Stock held by the Harding Trust.
Steven Scott Bruggeman has sole voting and sole dispositive power with respect to the warrants to purchase 1,000,000 shares of Common Stock and with respect to the 107,500 aggregate shares of Common Stock owned by the Katie Bruggeman Trust and Scott Bruggeman Trust, of which he is the sole trustee. Jacqueline R. Bruggeman has sole voting and sole dispositive power with respect to 94,701 shares of Common Stock. Each of Steven Scott Bruggeman and Jacqueline R. Bruggeman may be deemed to have shared voting and dispositive power with respect to the 2,658,745 shares of Common Stock they own together as joint tenants with right of survivorship.
Thomas William Bruggeman has sole voting and sole dispositive power with respect to 513,482 shares of Common Stock and with respect to the 195,388 aggregate shares of Common Stock owned by the Kellie Bruggeman Trust and Robert Bruggeman Trust, of which he is the sole trustee. Nancee Jo Bruggeman has sole voting and sole dispositive power with respect to 103,425 shares of Common Stock.
Daniel John Bruggeman has sole voting and sole dispositive power with respect to 147,250 shares of Common Stock and with respect to the 195,500 aggregate shares of Common Stock owned by the Gavin Bruggeman Trust and Justin Bruggeman Trust, of which he is the sole trustee. Robyn Kristine Bruggeman has sole voting and sole dispositive power with respect to 97,750 shares of Common Stock.
Jon Joseph Bruggeman has sole voting and sole dispositive power with respect to 235,315 shares of Common Stock and with respect to the 124,000 aggregate shares of Common Stock owned by the Jamie Bruggeman Trust and Nicole Bruggeman Trust, of which he is the sole trustee. Each of Jon Joseph Bruggeman and Sally Ruth Bruggeman may be deemed to have shared voting and dispositive power with respect to the 97,750 shares of Common Stock they own together as joint tenants with right of survivorship.
William Louis Bruggeman III has sole voting and sole dispositive power with respect to 384,685 shares of Common Stock and with respect to the 195,500 aggregate shares of Common Stock owned by the William Bruggeman Trust and Christine Bruggeman Trust, of which he is the sole trustee. Katie Christine Bruggeman has sole voting and sole dispositive power with respect to 97,750 shares of Common Stock.
(c) The following open market transactions were effected during the past sixty (60) days:
Steven S. Bruggeman and Jacqueline R. Bruggeman, as joint tenants with right of survivorship have sold common stock as follows:
CUSIP: 150925204 |
13D |
|
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
6/7/2012 |
|
6,138 |
|
$ |
0.30 |
|
$ |
1,841.40 |
|
6/8/2012 |
|
18,862 |
|
$ |
0.30 |
|
$ |
5,658.60 |
|
6/11/2012 |
|
2,569 |
|
$ |
0.34 |
|
$ |
873.46 |
|
6/12/2012 |
|
22,431 |
|
$ |
0.34 |
|
$ |
7,626.54 |
|
6/13/2012 |
|
21,580 |
|
$ |
0.35 |
|
$ |
7,553.00 |
|
6/15/2012 |
|
2,669 |
|
$ |
0.38 |
|
$ |
1,014.22 |
|
6/18/2012 |
|
22,331 |
|
$ |
0.38 |
|
$ |
8,485.78 |
|
6/19/2012 |
|
25,000 |
|
$ |
0.41 |
|
$ |
10,250.00 |
|
6/20/2012 |
|
20,500 |
|
$ |
0.42 |
|
$ |
8,610.00 |
|
6/21/2012 |
|
500 |
|
$ |
0.42 |
|
$ |
210.00 |
|
6/22/2012 |
|
100 |
|
$ |
0.42 |
|
$ |
42.00 |
|
6/26/2012 |
|
200 |
|
$ |
0.42 |
|
$ |
84.00 |
|
|
|
142,880 |
|
|
|
$ |
52,249.00 |
|
Jacqueline R. Bruggeman has sold common stock as follows:
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
6/29/2012 |
|
2,801 |
|
$ |
0.42 |
|
$ |
1,176.42 |
|
7/2/2012 |
|
248 |
|
$ |
0.42 |
|
$ |
104.16 |
|
|
|
3,049 |
|
|
|
$ |
1,280.58 |
|
The Katie J. Bruggeman Irrevocable Trust has sold common stock as follows:
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
6/8/2012 |
|
10,000 |
|
$ |
0.30 |
|
$ |
3,000.00 |
|
6/11/2012 |
|
10,000 |
|
$ |
0.33 |
|
$ |
3,300.00 |
|
6/12/2012 |
|
10,000 |
|
$ |
0.34 |
|
$ |
3,400.00 |
|
6/14/2012 |
|
10,000 |
|
$ |
0.35 |
|
$ |
3,500.00 |
|
6/29/2012 |
|
4,000 |
|
$ |
0.42 |
|
$ |
1,680.00 |
|
|
|
44,000 |
|
|
|
$ |
14,880.00 |
|
CUSIP: 150925204 |
13D |
|
The Scott Bruggeman Irrevocable Trust has sold common stock as follows:
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
6/5/2012 |
|
5,000 |
|
$ |
0.27 |
|
$ |
1,350.00 |
|
6/11/2012 |
|
15,000 |
|
$ |
0.32 |
|
$ |
4,800.00 |
|
6/12/2012 |
|
10,000 |
|
$ |
0.34 |
|
$ |
3,400.00 |
|
6/13/2012 |
|
390 |
|
$ |
0.35 |
|
$ |
136.50 |
|
6/14/2012 |
|
9,610 |
|
$ |
0.35 |
|
$ |
3,363.50 |
|
6/27/2012 |
|
2,700 |
|
$ |
0.42 |
|
$ |
1,134.00 |
|
6/29/2012 |
|
1,300 |
|
$ |
0.42 |
|
$ |
546.00 |
|
|
|
44,000 |
|
|
|
$ |
14,730.00 |
|
Diane M. Erickson (DME IRA) has sold common stock as follows:
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
5/24/2012 |
|
1,400 |
|
$ |
0.3200 |
|
$ |
448.00 |
|
5/29/2012 |
|
2,000 |
|
$ |
0.3000 |
|
$ |
600.00 |
|
5/30/2012 |
|
738 |
|
$ |
0.3000 |
|
$ |
221.40 |
|
5/31/2012 |
|
1,000 |
|
$ |
0.2800 |
|
$ |
280.00 |
|
6/1/2012 |
|
300 |
|
$ |
0.2800 |
|
$ |
84.00 |
|
6/4/2012 |
|
500 |
|
$ |
0.2800 |
|
$ |
140.00 |
|
6/5/2012 |
|
13,883 |
|
$ |
0.2616 |
|
$ |
3,631.79 |
|
|
|
19,821 |
|
|
|
5,405.19 |
|
Diane M. Erickson (DME PCRA) has sold common stock as follows:
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
5/25/2012 |
|
5,009 |
|
$ |
0.30 |
|
$ |
1,502.70 |
|
6/5/2012 |
|
300 |
|
$ |
0.2702 |
|
$ |
81.06 |
|
6/5/2012 |
|
1,500 |
|
$ |
0.27 |
|
$ |
405.00 |
|
6/5/2012 |
|
100 |
|
$ |
0.262 |
|
$ |
26.20 |
|
6/5/2012 |
|
300 |
|
$ |
0.2618 |
|
$ |
78.54 |
|
6/5/2012 |
|
100 |
|
$ |
0.262 |
|
$ |
26.20 |
|
CUSIP: 150925204 |
13D |
|
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
6/5/2012 |
|
100 |
|
$ |
0.2618 |
|
$ |
26.18 |
|
6/5/2012 |
|
22,391 |
|
$ |
0.264 |
|
$ |
5,911.22 |
|
6/5/2012 |
|
500 |
|
$ |
0.2618 |
|
$ |
130.90 |
|
6/5/2012 |
|
100 |
|
$ |
0.2621 |
|
$ |
26.21 |
|
6/5/2012 |
|
1,000 |
|
$ |
0.2618 |
|
$ |
261.80 |
|
6/5/2012 |
|
300 |
|
$ |
0.261 |
|
$ |
78.30 |
|
6/5/2012 |
|
500 |
|
$ |
0.2603 |
|
$ |
130.15 |
|
6/5/2012 |
|
600 |
|
$ |
0.26 |
|
$ |
156.00 |
|
6/5/2012 |
|
100 |
|
$ |
0.2525 |
|
$ |
25.25 |
|
6/5/2012 |
|
1,500 |
|
$ |
0.2523 |
|
$ |
378.45 |
|
6/5/2012 |
|
200 |
|
$ |
0.26 |
|
$ |
52.00 |
|
6/5/2012 |
|
1,500 |
|
$ |
0.2525 |
|
$ |
378.75 |
|
6/5/2012 |
|
6,100 |
|
$ |
0.2522 |
|
$ |
1,538.42 |
|
6/5/2012 |
|
900 |
|
$ |
0.2518 |
|
$ |
226.62 |
|
6/5/2012 |
|
16,700 |
|
$ |
0.2501 |
|
$ |
4,176.67 |
|
6/7/2012 |
|
1,100 |
|
$ |
0.29 |
|
$ |
319.00 |
|
6/7/2012 |
|
300 |
|
$ |
0.2821 |
|
$ |
84.63 |
|
6/7/2012 |
|
200 |
|
$ |
0.282 |
|
$ |
56.20 |
|
6/7/2012 |
|
100 |
|
$ |
0.2815 |
|
$ |
28.15 |
|
6/7/2012 |
|
100 |
|
$ |
0.2812 |
|
$ |
28.12 |
|
6/7/2012 |
|
500 |
|
$ |
0.281 |
|
$ |
140.50 |
|
6/7/2012 |
|
9,200 |
|
$ |
0.28 |
|
$ |
2,576.00 |
|
6/7/2012 |
|
1,000 |
|
$ |
0.27 |
|
$ |
270.00 |
|
6/7/2012 |
|
800 |
|
$ |
0.2681 |
|
$ |
214.48 |
|
6/7/2012 |
|
400 |
|
$ |
0.2625 |
|
$ |
105.00 |
|
6/7/2012 |
|
9,000 |
|
$ |
0.272 |
|
$ |
2,448.00 |
|
6/7/2012 |
|
600 |
|
$ |
0.262 |
|
$ |
157.20 |
|
6/7/2012 |
|
1,500 |
|
$ |
0.2615 |
|
$ |
392.25 |
|
6/7/2012 |
|
1,000 |
|
$ |
0.2681 |
|
$ |
268.10 |
|
6/7/2012 |
|
1,000 |
|
$ |
0.2581 |
|
$ |
258.10 |
|
CUSIP: 150925204 |
13D |
|
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
6/7/2012 |
|
100 |
|
$ |
0.2536 |
|
$ |
25.36 |
|
6/7/2012 |
|
5,300 |
|
$ |
0.2535 |
|
$ |
1,343.55 |
|
6/7/2012 |
|
1,800 |
|
$ |
0.2536 |
|
$ |
456.48 |
|
6/7/2012 |
|
100 |
|
$ |
0.2535 |
|
$ |
25.35 |
|
6/7/2012 |
|
500 |
|
$ |
0.2533 |
|
$ |
126.65 |
|
6/7/2012 |
|
5,900 |
|
$ |
0.2529 |
|
$ |
1,492.11 |
|
6/7/2012 |
|
6,400 |
|
$ |
0.2517 |
|
$ |
1,610.88 |
|
6/7/2012 |
|
53,100 |
|
$ |
0.2501 |
|
$ |
13,280.31 |
|
|
|
159,800 |
|
|
|
$ |
41,323.04 |
|
Jon J. Bruggeman has sold common stock as follows:
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
7/20/2012 |
|
100 |
|
$ |
0.28 |
|
$ |
28.00 |
|
|
|
100 |
|
|
|
$ |
28.00 |
| |
The Jamie S. Bruggeman Irrevocable Trust has sold common stock as follows:
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
6/12/2012 |
|
10,000 |
|
$ |
0.35 |
|
$ |
3,500.00 |
|
6/13/2012 |
|
9,600 |
|
$ |
0.35 |
|
$ |
3,360.00 |
|
|
|
19,600 |
|
|
|
$ |
6,860.00 |
|
The Nicole P. Bruggeman Irrevocable Trust has sold common stock as follows:
Date |
|
Number |
|
Price Per Share |
|
Total |
| ||
6/13/2012 |
|
20,000 |
|
$ |
0.35 |
|
$ |
7,000.00 |
|
|
|
20,000 |
|
|
|
$ |
7,000.00 |
| |
No other open market transactions were made by any other party during the past 60 days.
CUSIP: 150925204 |
13D |
|
SIGNATURES
After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct.
Date: July 26, 2012
|
WILLIAM BRUGGEMAN JR. REVOCABLE TRUST | |
|
| |
|
| |
|
/s/ William L. Bruggeman, Jr. | |
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William L. Bruggeman, Jr., its Trustee | |
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/s/ Ruth J. Bruggeman | |
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Ruth J. Bruggeman, its Trustee | |
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WILLIAM L. BRUGGEMAN, JR. AND RUTH BRUGGEMAN, | |
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/s/ William L. Bruggeman, Jr. | |
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William L. Bruggeman, Jr. | |
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/s/ Ruth J. Bruggeman | |
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Ruth J. Bruggeman | |
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DIVERSIFIED DYNAMICS, INC. | |
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By: |
/s/ William L. Bruggeman, Jr. |
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William L. Bruggeman, Jr. |
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Chief Executive Officer |
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CONSUMER PRODUCTS CORPORATION | |
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By: |
/s/ Ruth J. Bruggeman |
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Ruth J. Bruggeman, |
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President |
CUSIP: 150925204 |
13D |
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DIANE M. ERICKSON AND PHYLLIS K. HARDING, JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP |
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/s/ Diane M. Erickson |
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Diane M. Erickson |
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/s/ Phyllis K. Harding |
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Phyllis K. Harding |
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/s/ Phyllis K. Harding |
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Phyllis K. Harding, in her individual capacity |
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/s/ Diane M. Erickson |
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Diane M. Erickson, in her individual capacity |
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ANDRE J. ERICKSON TRUST |
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/s/ Phyllis K. Harding |
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Phyllis K. Harding, its Trustee |
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/s/ Diane M. Erickson |
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Diane M. Erickson, its Trustee |
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PAIGE E. HARDING TRUST |
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/s/ Phyllis K. Harding |
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Phyllis K. Harding, its Trustee |
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/s/ Diane M. Erickson |
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Diane M. Erickson, its Trustee |
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KATIE J. BRUGGEMAN IRREVOCABLE TRUST |
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/s/ Steven Scott Bruggeman |
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Steven Scott Bruggeman, its Trustee |
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SCOTT S. BRUGGEMAN IRREVOCABLE TRUST |
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/s/ Steven Scott Bruggeman |
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Steven Scott Bruggeman, its Trustee |
CUSIP: 150925204 |
13D |
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STEVEN S. BRUGGEMAN AND JACQUELINE R. BRUGGEMAN, JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP |
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/s/ Steven Scott Bruggeman |
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Steven Scott Bruggeman |
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/s/ Jacqueline R. Bruggeman |
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Jacqueline R. Bruggeman |
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/s/ Steven Scott Bruggeman |
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Steven Scott Bruggeman, in his individual capacity |
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/s/ Jacqueline R. Bruggeman |
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Jacqueline R. Bruggeman, in her individual capacity |
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KELLIE C. BRUGGEMAN IRREVOCABLE TRUST |
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/s/ Thomas William Bruggeman |
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Thomas William Bruggeman, its Trustee |
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ROBERT T. BRUGGEMAN IRREVOCABLE TRUST |
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/s/ Thomas William Bruggeman |
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Thomas William Bruggeman, its Trustee |
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/s/ Thomas William Bruggeman |
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Thomas William Bruggeman, in his individual capacity |
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/s/ Nancee Jo Bruggeman |
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Nancee Jo Bruggeman, in her individual capacity |
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GAVIN C. BRUGGEMAN IRREVOCABLE TRUST |
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/s/ Daniel John Bruggeman |
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Daniel John Bruggeman, its Trustee |
CUSIP: 150925204 |
13D |
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JUSTIN R. BRUGGEMAN IRREVOCABLE TRUST |
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/s/ Daniel John Bruggeman |
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Daniel John Bruggeman, its Trustee |
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/s/ Daniel John Bruggeman |
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Daniel John Bruggeman, in his individual capacity |
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/s/ Robyn Kristine Bruggeman |
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Robyn Kristine Bruggeman, in her individual capacity |
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JAMIE S. BRUGGEMAN IRREVOCABLE TRUST |
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/s/ Jon Joseph Bruggeman |
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Jon Joseph Bruggeman, its Trustee |
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NICOLE P. BRUGGEMAN IRREVOCABLE TRUST |
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/s/ Jon Joseph Bruggeman |
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Jon Joseph Bruggeman, its Trustee |
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JON J. BRUGGEMAN AND SALLY RUTH BRUGGEMAN, JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP |
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/s/ Jon Joseph Bruggeman |
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Jon Joseph Bruggeman |
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/s/ Sally Ruth Bruggeman |
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Sally Ruth Bruggeman |
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/s/ Jon Joseph Bruggeman |
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Jon Joseph Bruggeman, in his individual capacity |
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WILLIAM L. BRUGGEMAN IV IRREVOCABLE TRUST |
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/s/ William Louis Bruggeman III |
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William Louis Bruggeman III, its Trustee |
CUSIP: 150925204 |
13D |
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CHRISTINE T. BRUGGEMAN IRREVOCABLE TRUST |
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/s/ William Louis Bruggeman III |
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William Louis Bruggeman III, its Trustee |
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/s/ William Louis Bruggeman III |
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William Louis Bruggeman III, in his individual capacity |
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/s/ Katie Christine Bruggeman |
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Katie Christine Bruggeman, in her individual capacity |
CUSIP: 150925204 |
13D |
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ATTACHMENT 1
The name, business address, and principal occupation of the directors and executive officers of Diversified Dynamics, Inc., are as follows:
DIRECTORS
Name |
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Business Address |
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Office |
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William L. Bruggeman, Jr. |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Chairman |
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Steven S. Bruggeman |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Director |
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Thomas W. Bruggeman |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Director |
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Ruth J. Bruggeman |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Director |
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Diane M. Erickson |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Director |
EXECUTIVE OFFICERS
Name |
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Business Address |
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Office |
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William L. Bruggeman, Jr. |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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CEO |
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Steven S. Bruggeman |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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President |
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Thomas W. Bruggeman |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Vice President |
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Ruth J. Bruggeman |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Vice President |
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Diane M. Erickson |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Senior Vice President |
The name, business address, and principal occupation of the directors and executive officers of Consumer Products Corporation are as follows:
DIRECTORS
Name |
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Business Address |
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Office |
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Ruth J. Bruggeman |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Director |
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Gretchen Bruggeman |
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1681 94th Lane NE, Minneapolis, MN 55449 |
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Director |